These principles guide our actions

Commitment We recognize the importance of our relationships with clients, the community and each other, and we’re committed to keeping them strong.
Collaboration We’re a strong team of tax and investment professionals working together and closely with clients, to provide excellent service.
Clarity We strive to understand clients’ goals, communicate clearly and demonstrate transparency in all we do.
Consideration We believe in conducting our business according to the golden rule, with fairness, mutual respect and appreciation of all involved.
Client-Centered Taking care and concern for client’s needs, wishes and fears—and having a whatever-it-takes attitude—is part of our DNA.

Who is SBK Financial?

  • Wealth Management Advisory Firm
  • Services: Integrated Financial Planning, Investment Management, Tax Strategies
  • Founded: 2005
  • Who we serve: Executives, Retirees and Other High Net-Worth Individuals and Families
  • Compensation: Fee-Only
  • Located: Richmond, VA

Meet the Team

SBK team members have a lot in common. They work hard, listen carefully, and bring a clients-come-first mindset to all they do. Every one of us is accountable to each other, the firm—and those we serve. Our advisors are experienced in wealth management and the founders are EY (Ernst & Young) veterans.

For all the ways our people share key characteristics, we’re careful to cultivate the differences that make us a better, stronger and more effective organization. Our individual temperaments, talents, expertise and experience complement one another’s, helping us achieve our purpose of improving clients’ lives.

Our Advisors Left to right: Jonathan Bailey, Advisor; Andrea Broughton, Founder and Managing Partner; Claire Craighill, Partner; J. Kevin King, Founder and President; Stephanie Stumpf, Partner and Chief Compliance Officer; Dean Williams, Partner and Senior Advisor; Tom Doyle, Senior Advisor; Kelly Hazlett, Advisor

Client Advisory Team

Founder and President
CEO and Founder
Partner and Chief Compliance Officer
Associate Advisor
Associate Advisor
Associate Advisor

Client Service Team

Senior Client Service Specialist
Client Service Specialist
Client Care Coordinator
Client Service Specialist

Business Services Team

Operations Director
Operations Associate
 
Founder and President
CEO and Founder
Partner and Chief Compliance Officer
Partner and Senior Advisor
Senior Advisor
Associate Advisor
Associate Advisor
Associate Advisor
Senior Client Service Specialist
Client Service Specialist
Client Care Coordinator
Director of Operations
Operations Associate

Adherence to our core values is not a guarantee of client satisfaction or any particular outcome. Not all services will be appropriate or necessary for all clients, and the potential value and benefit of SBK Financial, Inc.’s (“SBK’s”) services will vary based upon a variety of factors, such as the client’s investment and financial circumstances, the client’s tax bracket, the nature and amount of the client’s employer and outside benefits, the client’s level of cooperation and communication, and the client’s overall objectives. SBK will rely upon the accuracy and completeness of the information provided by the client when providing advisory services. Neither SBK’s compensation structure or their professional credentials or designations should be viewed as the sole determining factor in obtaining or retaining their services. Please see our disclosure page for further information about the professional designations identified in this website. Personalized services, experience or expertise of a particular adviser should not be construed as a guarantee of a particular outcome. Past performance does not guarantee future results. All investing comes with risk, including risk of loss.